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Wellington Pub Co Ltd v Hancock

1.                  By a lease dated 2 September 1998 (“the Lease”) made between (1) the Claimant as landlord (2) Hancock Inns (Southern) Ltd as tenant (“the Lessee”) and (3) the Defendant as guarantor, the Claimant let to the Lessee a public house at Welling in Kent for a term of 20 years from 20 March 1997 at an initial rent of £25,000 per annum.


2.                  By clause 7(i) of the Lease the Defendant in consideration of the demise contained in the Lease covenanted with the Claimant that the Lessee should pay the rent payable under the Lease and should duly perform and observe all the covenants on the Lessee’s part contained in the Lease.  It was further provided that in default of performance or observance of any of the covenants by the Lessee during the Term, the Defendant would on demand make good all loss damage costs and expenses thus arising or incurred by the Claimant.


3.                  At the date of the Lease all the parties were resident in England.  The present proceedings relate to the non payment of rent on 1 March 2008 and 1 June 2008 together with insurance, VAT and administration fee, and statutory interest.  In addition the public house is alleged to have been at the time when the Lease was forfeited, in a state of disrepair in breach of the repairing covenants contained in the Lease.  The Claimant states that the dilapidation claim amounts to £32,529.


4.                  Forfeiture was affected by peaceful re-entry on 5 August 2008, demand was made in France on 1 October 2008 and the Claim Form with Particulars of Claim is dated 27 October 2008.  The matter comes before me as a result of the Defendant’s application dated 15 July 2009 seeking a declaration that by reason of Article 2 of Council Regulation (EC) No. 44/2001 (“the Regulation”) the English courts do not have jurisdiction to hear this matter as the Defendant is domiciled in France and the place of performance of the obligation in question is not in England, alternatively, if there is no place of performance of the obligation in question, likewise, jurisdiction is not conferred  upon the English courts.  Furthermore says the Defendant this is not a case that falls within Article 22 as it does not involve rights in rem or has as its object a tenancy of immovable property.


5.                  At some point, I believe in 2003, the Defendant went to live in France.  The Claimant admits that the Defendant is, within the meaning of Council the Regulations, domiciled in France.  The Defendant submits, which is accepted by the Claimant, that subject to the Regulation persons domiciled in a member state shall, whatever their nationality, be sued in the Courts of that Member State: see Article 2, but it is also provided by Article 3:


“1.        Persons domiciled in a Member State may be sued in the courts of another Member State only by virtue of the rules set out in Sections 2-7 of this Chapter.”


6.                  My attention has been invited to the following Articles of the Regulation


                                                 Article 5


A person domiciled in a Member State may, in another Member State, be sued:


1-(a)    in matters relating to a contract, in the courts for the place of performance of the obligation in question;


                                                  Article 22


The following courts shall have exclusive jurisdiction, regardless of domicile:


1.         in proceedings which have as their object rights in rem in immovable property or tenancies of immovable property, the Courts of the Member States in which the property is situated ……….”


7.                  Before considering the submissions of each party, I would mention that the Court of Appeal in Ashurst v Pollard and another [2001] Ch 595 has given guidance on the meaning of “object” as used in Article 22(1) of the Regulation (which was then Article 16(1)); at paragraph 41 of the judgment Jonathan Parker LJ said:


“Thus the Advocate General equated proceedings which have “as their object” rights in rem (see article 16(1)) with proceedings where the “principal subject matter” of the claim relates to rights in rem.”


8.                  Returning to Article 5(1)(a) the Defendant says that the Claimant’s claim although expressed in terms of arrears of rent, damages, interest and legal and other costs is, in fact, a claim for compensatory damages for non-performance, as opposed to, say, a claim in debt: Moshi v Lep Air Services Ltd [1973] AC 331.  The Claimant accepts that this is a correct view of the law.


9.                  This being so, Mr Macpherson, for the Defendant, submits, in his skeleton argument, that the obligation to pay damages for non-performance is a separate independent obligation from the obligation to discharge alleged sums owing under the guarantee.  The alleged obligation of the Defendant does not arise until such time as he was served with a demand.  The demand was made of the Defendant in France, and as the relevant obligation was to pay these damages, then the obligation arose in France, for that is where he would pay the damages.  Any enforcement proceedings, moreover, can be taken in France.


10.              As to Article 22 Mr Macpherson dismisses its applicability to this case by pointing out that the claim is against a guarantor for damages, whereas Article 22 is concerned with rights in rem and lessees, as opposed to the Defendant’s position as a guarantor.  


11.              Mr Steinert focused his argument on Article 22 of the Regulation, pointing out that if it applies it confers exclusive jurisdiction on the English courts.


12.              Mr Steinert asks what is the “principal subject matter” of this case (per Ashurst v Pollard)?  The answer, he says, is the lease and the obligations and liabilities arising under it.  He points out that there is a claim for dilapidations which involves a factual investigation of the state of repair of the Public House and the possibility of the Defendant raising a defence under s. 18 of the Landlord and tenant Act 1927.  He drew my attention to paragraph 53 of Ashurst v Pollard:


“In considering whether Article 16(1) applies in any particular case …. [consider] whether the proceedings involve a factual investigation which is best carried out by the Courts of the state in which the property is situated and/or questions of local law and practice are raised.”


13.              The Claimant relies on Roesler v Rottwinkel [1986] QB 33, a decision of the European Court of Justice, particularly paragraph 14 at page 57 and paragraphs 18-20 pages 58/59.  At paragraph 20 the Court commented


“Article 16(1) seeks to ensure a rational allocation of jurisdiction by opting for a solution whereby the court having jurisdiction is determined on the basis of its proximity to the property since that court is in a better position to obtain first-hand knowledge of the facts relating to the creation of tenancies and to the performance of the terms thereof.


            He also drew my attention to paragraphs 23-29 (pages 59/60).


14.              In another decision of the European Court Elizabeth Hacker v Euro Relais GmbH (22 February 1992) the court considered Roesler v Rottwinkel and indicated its agreement to the view of the legislation described by the Court in the earlier case.


15.              On the reasoning to which I have referred, the Claimant argues that the proper approach is to adopt a purposive interpretation of the provisions of Article 22.


16.              In reply Mr Macpherson rejected this, saying, in effect, that the Claimant’s view of the matter is over elaborate in that the only issue is to establish what the value of the claim is, and as it does not involve complex legal issues then there is nothing to preclude the French Court from dealing with the case in accordance with Article 2.


17.              I understand Mr Macpherson’s argument that we are dealing with a matter which is to be categorised simply as the assessment of damages, an investigation which the French Courts could normally undertake.  However, in my judgment that is to overlook the fact that a guarantor of the obligations in a lease is able to avail himself of any defence that would be, or, would have been, available to a lessee.  In particular, a claim involving dilapidations, will almost always require expert valuation evidence, particularly where a section 18 defence is raised. In short, I accept that the subject matter of the action is the lease.


18.              I accept Mr Steinert’s argument that the Courts, both European and domestic, have, when considering Article 22 (or Article 16 as it was), favoured a purposive interpretation of the Article, even a pragmatic one: see for instance paragraph 53 of Ashurst v Pollard.  The English Court is in my judgment, not only the best forum for establishing the factual basis of the claim but also the only court which can deal with the questions of the English law of landlord and tenant which arise.  For these reasons I hold that the English Courts have exclusive jurisdiction under Article 22 and I refuse, for this reason, the declaration as sought by the Defendant.


19.              It follows that I do not need to consider the arguments with regard to the application or otherwise of Article 5(1)(a), as my decision on Article 22 is sufficient to dispose of the matter.  However out of deference to the very full arguments which have been made I ought to deal with this aspect, as well.


20.              The Defendant reminds me that his alleged obligation to pay the Claimant, is for the payment of damages. The demand was made in France and it is in France that he will pay.  Mr Macpherson specifically relies upon the third limb of the Defendant’s covenant at clause 7 of the Lease i.e.


“[the Lessor] will pay and make good to the Company on demand all loss and damage costs and expenses thereby arising or incurred by the Company ….”


21.              It seems to me that my task is to ascertain whether the Lease imposes an obligation to pay in England, or not, or whether a place is impliedly specified for meeting the obligation: Credit Agricole Indosuez v Chailease Finance Corp [2000] 1 All ER 399 and Chitty on Contracts (30th ed) Vol 1 paragraph 21-054.


22.              It is my judgment that it is an irresistible implication of the Lease that the place for payment by the Tenant’s guarantor, in respect of any liability under the guarantee, is England.  The parties were all resident here when the Lease was made, the subject property is here and the Claimant always received the rent payments in England, indeed, it had a right under clause 4(i) of the Lease to specify where the Lessee should make its rent payments, which in fact the Claimant did.


23.              The demand for payment may have been made in France and, no doubt, if the Defendant is found liable to pay anything to the Claimant he will instigate the method of payment in France.  But that it seems to me has no bearing on the place where payment should be made under the Lease, and hence the guarantee, which in my view is in England.


24.              Having found that the place of payment is England, does this equate to “the place of performance of the obligation in question” (see Article 5(1)(a))?  It seems to me that it must do and I find that, for this reason as well, the English Courts may exercise jurisdiction to hear this claim, and for the reasons which I have given I believe they should.


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